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TB

Travis S. Borden

BURCH & COMPANY
KANSAS CITY, MO 64116
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CRD#: 4432452
TB
Travis Schooner BordenBURCH & COMPANY

Professional summary


Travis Schooner Borden, who also goes by Travis S Borden, is a registered financial professional currently at BURCH & COMPANY, INC located in Kansas City, Missouri.

Travis is registered as a RR (Registered Representative) and started their career in finance in 2004. Travis has worked at 4 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE and Series 7 exams.

Aliases


Travis S Borden

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Travis Schooner Borden's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 6, 2015 - Present

BURCH & COMPANY, INC

Office #1: 4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116
BD
CRD#: 102280
KANSAS CITY, MO
Past

December 13, 2007 - July 7, 2015

MOELIS & COMPANY LLC

BD
CRD#: 145115
BOSTON, MA
Past

September 14, 2007 - December 19, 2007

MERCANTI SECURITIES, LLC

BD
CRD#: 120967
NEW YORK, NY
Past

August 24, 2004 - July 13, 2007

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(7/6/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/25/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


B&
BURCH & COMPANY, INC
BURCH & COMPANY, INC | BURCH & COMPANY, INC.

CRD#: 102280 / SEC#: , 8-52121

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116
Mailing Address
4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116
Phone number
(816) 842-4660
Established
Missouri since 06/08/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
BURCH, ANTON RANDALSHAREHOLDER720817
BURCH, JENIFER LOUFINANCIAL AND OPERATIONS PRINCIPAL5796387
PASTORINO, JESSICA BROOKPRESIDENT, CCO5230374

Disclosures


Arbitration1

Red Flags


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Company Information


BURCH & COMPANY, INC

CRD#: 102280Kansas City, MO 64116

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