Dion R. Padilla

BLACKRIDGE ASSET MANAGEMENT

San Antonio, TX 78230

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CRD#: 4432230

Professional summary

Dion Rey Padilla is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in San Antonio, Texas.

Dion is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dion has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DION R. PADILLA POSITION: Notary Public NATURE: NOTARY PUBLIC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/24/2006 ADDRESS: 9901 IH-10W, Suite 800 / Office 8007, San Antonio TX 78230 DESCRIPTION: provide notary services to the general public 2) PADILLA WEALTH MANAGEMENT POSITION: Owner NATURE: Financial Planner & Wealth Advisor. INVESTMENT RELATED: # NUMBER OF HOURS: 160/month SECURITIES TRADING HOURS: 140/month START DATE: 02/26/2006 ADDRESS: 9901 IH-10W, Suite 800 / Office 8030, San Antonio TX 78230 DESCRIPTION: Provide investment advice and financial planning. 3) A WOMANS HAVEN POSITION: Board Member NATURE: Charity/Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 8647 Wurzbach Rd., Suite C, San Antonio TX 78230 DESCRIPTION: collaborate with other board members to establish direction of non-profit's mission to assist women in a pregnancy crisis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dion Rey Padilla's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2017 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 9901 Interstate Highway 10 West, Suite 800, Office 8030, San Antonio, TX 78230

RIA

CRD#: 277085

San Antonio, TX

Past

February 15, 2017 - February 16, 2017

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

JUPITER, FL

Past

February 24, 2006 - February 27, 2017

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

SAN ANTONIO, TX

Past

February 24, 2006 - February 27, 2017

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

SAN ANTONIO, TX

Past

November 17, 2003 - March 1, 2006

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

AUSTIN, TX

Past

October 24, 2003 - March 1, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

December 3, 2002 - August 25, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN ANTONIO, TX

Past

December 3, 2002 - August 25, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 28, 2002 - March 20, 2003

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

August 20, 2001 - March 13, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2001

General Securities Representative Examination

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dion R. Padilla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dion Rey Padilla's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKRIDGE ASSET MANAGEMENT, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

VALIC FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2001

SIE

Date: 2/27/2017

Series 7

Date: 8/17/2001

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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