Adam D. Schwallier
SCHWALLIER WEALTH MANAGEMENT
GRAND RAPIDS, MI 49546
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CRD#: 4431899
Professional summary
Adam David Schwallier, CFP® is a registered financial advisor currently at SCHWALLIER WEALTH MANAGEMENT located in Grand Rapids, Michigan.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Adam has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Biography
· Investment Committee Chair, Holy Spirit Education Foundation
· National Association of Personal Financial Advisors, NAPFA
· Financial Planning Association (FPA®)
· Chartered Financial Analyst (CFA®) candidate
· University of Michigan Club of Grand Rapids
· West Michigan Estate Planning Council
Along with participation in the groups above, I enjoy spending time and playing cards and board games with my large extended family, playing basketball as long as my body allows, and practicing yoga.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Social Security Planning
Employee and Employer Plan Ben...
Retirement Planning
Tax Planning
Life Transitions
Insurance Planning
Socially Responsible Investing
Inheritance
Estate Planning
Investment Planning
Retirement Income Management
Do you have an area of expertise or specialization?
Corporate Executives
Hourly
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owner of Tremont Holdings, LLC: non-investment related: Owns a piece of commercial real estate, related business; He spends less than 1% of his time on this activity with none during business hours. Owner of Dick David, LLC: non-investment related: Owns a piece of commercial real estate, related business; He spends less than 1% of his time on this activity with none during business hours. Owner of Chevalier Holdings, LLC: non-investment related: Owns a piece of commercial real estate, related business; He spends less than 1% of his time on this activity with none during business hours. Owner of Chevalier Holdings 2, LLC: non-investment related: Owns a piece of commercial real estate, related business; He spends less than 1% of his time on this activity with none during business hours. Owner of Chevalier Holdings 3, LLC: non-investment related: Owns a piece of agricultural real estate, related business; He spends less than 1% of his time on this activity with none during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Adam David Schwallier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
April 26, 2010 - Present
SCHWALLIER WEALTH MANAGEMENT
Office #1: 535 Cascade West Parkway Se, Grand Rapids, MI 49546RIA
CRD#: 143329
GRAND RAPIDS, MI
Past
April 2, 2021 - December 31, 2022
MOSAIC PLANNERS AND ADVISORS
RIA
CRD#: 312426
GRAND RAPIDS, MI
Past
December 5, 2016 - August 15, 2017
STEELE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 107097
Grand Rapids, MI
Past
August 18, 2005 - September 19, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
GRAND RAPIDS, MI
Past
December 10, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
GRAND RAPIDS, MI
Past
September 7, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SCHWALLIER WEALTH MANAGEMENT
SCHWALLIER WEALTH MANAGEMENT | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC
CRD#: 143329 / SEC#: 801-122547
RIA
Registered Investment Advisory firm - (10/21/2021 Approved)Indiana
Registered Investment Advisory firm - (1/7/2022 Terminated)Michigan
Registered Investment Advisory firm - (12/14/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(4/26/2010)
IAR
Michigan(5/21/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SCHWALLIER WEALTH MANAGEMENT
SCHWALLIER WEALTH MANAGEMENT | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC
CRD#: 143329 / SEC#: 801-122547
RIA
Registered Investment Advisory firm - (10/21/2021 Approved)Indiana
Registered Investment Advisory firm - (1/7/2022 Terminated)Michigan
Registered Investment Advisory firm - (12/14/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
535 Cascade West Parkway Se, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 855-2051
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 808 |
| AUM (Assets Under Management) | $ 171,257,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWALLIER WEALTH MANAGEMENT
CRD#: 143329Grand Rapids, MI 49546TRUST BUT VERIFY
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