Adam David Schwallier
CFP®Professional Summary
Adam David Schwallier, CFP® is a registered financial advisor currently at SCHWALLIER WEALTH MANAGEMENT located in Grand Rapids, Michigan. Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Adam has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Social Security & Medicare Planning
- Business Services
- Retirement Planning
- Tax Planning
- Risk Management & Insurance
- Estate & Legacy Planning
- Investment Management
Specializations
Biography
· Investment Committee Chair, Holy Spirit Education Foundation · National Association of Personal Financial Advisors, NAPFA · Financial Planning Association (FPA®) · Chartered Financial Analyst (CFA®) candidate · University of Michigan Club of Grand Rapids · West Michigan Estate Planning Council Along with participation in the groups above, I enjoy spending time and playing cards and board games with my large extended family, playing basketball as long as my body allows, and practicing yoga.
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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WEALTHCARE CAPITAL MANAGEMENT LLC
Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FEE-ONLY FIDUCIARY ADVISORS | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC | SCHWALLIER WEALTH MANAGEMENT | FEE-ONLY FIDUCIARY ADVISORS, LLC | FEE-ONLY FIDUCIARY ADVISORS LLC
Contact Information
Main Address
535 Cascade West Parkway Se, Grand Rapids, MI 49546Phone Number
(616) 855-2051# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
885AUM (Assets Under Management)
$197,020,227Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/25/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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WEALTHCARE CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
FEE-ONLY FIDUCIARY ADVISORS | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC | SCHWALLIER WEALTH MANAGEMENT | FEE-ONLY FIDUCIARY ADVISORS, LLC | FEE-ONLY FIDUCIARY ADVISORS LLC
State Registrations and Notice Filings
(4/26/2010)
(5/21/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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WEALTHCARE CAPITAL MANAGEMENT LLC
CRS (Client Relationship Summary) - RIA
Click below to view Adam David Schwallier's CRS (Customer Relationship Summary).
Services Offered by Adam
- Financial Planning
- Social Security & Medicare Planning
- Business Services
- Retirement Planning
- Tax Planning
- Risk Management & Insurance
- Estate & Legacy Planning
- Investment Management
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WEALTHCARE CAPITAL MANAGEMENT LLC