Jeffrey A. Mohlman
Professional summary
Jeffrey Allan Mohlman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Jeffrey had worked at 5 firms, which includes QUESTAR CAPITAL CORPORATION, INVESTACORP INC., MSI FINANCIAL SERVICES INC., METROPOLITAN LIFE INSURANCE COMPANY, STATE FARM VP MANAGEMENT CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2012 - March 13, 2015
QUESTAR CAPITAL CORPORATION
June 3, 2009 - May 27, 2011
INVESTACORP, INC.
May 17, 2005 - March 18, 2009
MSI FINANCIAL SERVICES, INC.
October 10, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 10, 2002 - March 18, 2009
MSI FINANCIAL SERVICES, INC.
August 31, 2001 - October 15, 2002
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR CAPITAL CORPORATION
CRD#: 43100 / SEC#: , 8-50174
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKTOWN FINANCIAL COMPANIES, INC. - INDIANA | SHAREHOLDER | |
| BRAUN, BARBARA J | CHIEF TECHNOLOGY AND EXECUTIVE PROJECTS OFFICER | 6839583 |
| BROOKS, MELISSA CAWOOD | CHIEF FINANCIAL OFFICER | 4219393 |
| DU MOND, SHARON LEA | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 2134316 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER, SECRETARY | 4241291 |
| SAND PETERSON, JESSICA KAY | CHIEF OPERATING AND SUPERVISION OFFICER | 4274882 |
| STARKMAN, KRISTINE ALANE | CHIEF COMPLIANCE OFFICER | 2409241 |
| THOMES, ERIC JON | CHAIRMAN | 4645308 |
| WHITE, WALTER REX | DIRECTOR |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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