Joseph D. Beaudoin

APOLLON FINANCIAL

Greenville, SC 29615

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CRD#: 4431767

Professional summary

Joseph Dennis Beaudoin, CFP® is a registered financial advisor currently at APOLLON FINANCIAL, LLC located in Greenville, South Carolina and LPL FINANCIAL LLC located in Greenville, South Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 9 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/06/2025 - Apollon Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - OBA Start Date: 10/06/2025. 2) 10/08/2025 - Apollon Financial LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date:10/06/2025 - 160 Hrs/Mth - 0 Hrs During Trading.I provide investment advisory services through Apollon Financial LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dennis Beaudoin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

October 6, 2025 - Present

APOLLON FINANCIAL, LLC

Office #1: 3515 Pelham Road, Suite 100, Greenville, SC 29615

RIA

CRD#: 321217

Greenville, SC

Current

October 6, 2025 - Present

LPL FINANCIAL LLC

Office #1: 3515 Pelham Rd Ste 100, Greenville, SC 29615

RIA

CRD#: 6413

GREENVILLE, SC

Past

February 17, 2021 - October 6, 2025

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

GREENVILLE, SC

Past

February 17, 2021 - October 6, 2025

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

GREENVILLE, SC

Past

April 18, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

April 18, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

June 3, 2005 - April 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENVILLE, SC

Past

May 27, 2005 - April 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENVILLE, SC

Past

March 14, 2002 - June 1, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 16, 2001 - March 6, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 16, 2001 - March 6, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/6/2025)

Arizona
(10/6/2025)

Colorado
(10/6/2025)

Florida
(10/6/2025)

Georgia
(10/6/2025)

Illinois
(10/6/2025)

Louisiana
(10/6/2025)

Massachusetts
(10/6/2025)

Michigan
(10/6/2025)

New Jersey
(10/6/2025)

New York
(10/6/2025)

North Carolina
(10/6/2025)

Ohio
(10/7/2025)

Oregon
(10/6/2025)

Pennsylvania
(10/6/2025)

South Carolina
(10/6/2025)

IAR

South Carolina
(10/6/2025)

Tennessee
(10/6/2025)

Texas
(10/6/2025)

Virginia
(10/6/2025)

West Virginia
(10/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/30/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/15/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/11/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/16/2011

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON FINANCIAL WRAP FEE BROCHURE (9/17/2025)

APOLLON FINANCIAL ADV PART 2A DISCLOSURE BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 890,408,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph D. Beaudoin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dennis Beaudoin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

APOLLON FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2001

SIE

Date: 10/1/2018

Series 31

Date: 4/30/2002

Series 7

Date: 8/15/2001

Series 10

Date: 7/11/2011

Series 9

Date: 6/16/2011

FINRA

Current Firm

APOLLON FINANCIAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON FINANCIAL, LLC

TRUST BUT VERIFY

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