Pat D. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pat D. Robertson, who also goes by Pat D Robertson III, Pat D Robertson, was a registered financial professional .
Pat is a previously registered financial professional and started their career in finance in 2001. Pat had worked at 2 firms and has passed the Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2012 - December 31, 2013
DRAGONEER INVESTMENT GROUP, LLC
January 4, 2008 - September 30, 2008
GOLDMAN SACHS & CO. LLC
August 27, 2001 - July 3, 2003
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
DRAGONEER INVESTMENT GROUP, LLC
CRD#: 161443 / SEC#: 801-74292
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/24/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
DRAGONEER INVESTMENT GROUP, LLC
CRD#: 161443 / SEC#: 801-74292
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 25,611,240,053 |
Red Flags
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