Frederick C. Taylor

MONEY & CLARITY

Marietta, GA 30062

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CRD#: 443170

Professional summary

Frederick Charles Taylor is a registered financial advisor currently at MONEY & CLARITY located in Marietta, Georgia.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Frederick has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-APPOINTMENT WITH MULTIPLE INSURANCE COMPANIES; NON-INVESTMENT RELATED; BRANCH OFFICE; LIFE AND HEALTH INSURANCE; AGENT; 1963; 1-2 HRS/MONTH; NONE/DAY; COMPENSATION-COMMISSIONS; INSURANCE PLANNING AND SALES. 2)PROFESSIONAL ASSOCIATES WEALTH COACHING,INC;INVESTMENT RELATED;3535 ROSWELL RD,#30,MARIETTA,GA 30062;RR TRIAD;PRESIDENT;1980;160 HRS/MONTH;6.5 HRS DURING TRADING;SALES/ADMIN 3)3535 Roswell Rd Associates LLC;not investment related;3535 Roswell Rd,#30,Marietta,GA 30062;owns building we occupy;partner;2002;1 hr/month;0 hrs during trading;keep the books

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Charles Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2024 - Present

MONEY & CLARITY

Office #1: 3535 Roswell Rd Suite 16, Marietta, GA 30062

RIA

CRD#: 166461

Marietta, GA

Past

January 6, 2010 - August 22, 2024

TRIAD ADVISORS LLC

RIA

CRD#: 25803

MARIETTA, GA

Past

March 21, 2007 - August 22, 2024

TRIAD ADVISORS LLC

CRD#: 25803

MARIETTA, GA

Past

December 16, 2005 - April 20, 2007

INDEPENDENT ADVISERS GROUP CORP

RIA

CRD#: 106684

BOSTON, MA

Past

March 14, 2003 - March 26, 2007

OSAIC FS, INC.

RIA

CRD#: 3870

MARIETTA, GA

Past

May 17, 1974 - March 26, 2007

OSAIC FS, INC.

CRD#: 3870

MARIETTA, GA

Past

May 9, 1973 - April 18, 1974

SFC EQUITIES INC.

CRD#: 5857

Past

June 22, 1970 - January 15, 1972

WEIS SECURITIES, INC.

CRD#: 880

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/21/2024)

IAR

Texas
(11/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 1/29/1968

Registered Representative Examination

Current Firm

MONEY & CLARITY

CUPRILL WEALTH COACHING, LLC | MONEY & CLARITY | MATSON & CUPRILL

CRD#: 166461 / SEC#:

California

Registered Investment Advisory firm - (1/11/2024 Approved)

Florida

Registered Investment Advisory firm - (2/13/2015 Approved)

Georgia

Registered Investment Advisory firm - (5/31/2024 Approved)

Kansas

Registered Investment Advisory firm - (1/1/2024 Approved)

Kentucky

Registered Investment Advisory firm - (2/6/2024 Approved)

Missouri

Registered Investment Advisory firm - (2/7/2024 Approved)

Ohio

Registered Investment Advisory firm - (1/9/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

South Carolina

Registered Investment Advisory firm - (9/26/2023 Approved)

Tennessee

Registered Investment Advisory firm - (10/30/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/10/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 E-business Way Suite 380, Cincinnati, OH 45241

Mailing Address

Phone number

(513) 563-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick C. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Charles Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

INDEPENDENT ADVISERS GROUP CORP

OSAIC FS, INC.

OSAIC FS, INC.

SFC EQUITIES INC.

WEIS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/1981

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 1/29/1968

Current Firm

MONEY & CLARITY

Contact information

Documents

Red Flags

Company Information

MONEY & CLARITY

TRUST BUT VERIFY

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