CG
Christopher N. Gowe
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Galena, IL
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CRD#: 4431673
CG
Professional summary
Christopher Neil Gowe is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Galena, Illinois and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Activity: Naukabout Beer Company; Date Activity Started/Modified/Ended: 8/1/2017; Type of Activity: Retail Sales; Role/Relationship: Partner - Silent Investor; Responsibilities: Silent Investor; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Neil Gowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2010 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
Galena, IL
Current
May 1, 2010 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 290 Congress St, Boston, MA 02210BD
CRD#: 840
Boston, MA
Past
April 6, 2005 - May 1, 2010
BOFA ADVISORS, LLC
RIA
CRD#: 107900
DENVER, CO
Past
April 6, 2004 - April 5, 2005
COLUMBIA MANAGEMENT ADVISORS, INC.
RIA
CRD#: 105842
BOSTON, MA
Past
May 19, 2003 - May 1, 2010
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
August 15, 2001 - April 15, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/4/2015)
IAR
Alabama(4/30/2025)
RR
Alaska(12/4/2015)
IAR
Alaska(12/7/2015)
RR
Arizona(12/4/2015)
IAR
Arizona(12/17/2015)
RR
Arkansas(12/4/2015)
RR
California(12/4/2015)
IAR
California(12/4/2015)
RR
Colorado(5/1/2010)
IAR
Colorado(5/1/2010)
RR
Connecticut(12/4/2015)
IAR
Connecticut(5/1/2025)
RR
Delaware(12/4/2015)
RR
District of Columbia(12/4/2015)
IAR
District of Columbia(5/23/2025)
RR
Florida(12/4/2015)
IAR
Florida(5/13/2025)
RR
Georgia(12/4/2015)
IAR
Georgia(5/1/2025)
RR
Hawaii(12/4/2015)
IAR
Hawaii(3/12/2024)
IAR
Idaho(12/3/2015)
RR
Idaho(12/4/2015)
IAR
Illinois(12/3/2015)
RR
Illinois(12/4/2015)
RR
Indiana(12/4/2015)
RR
Iowa(12/4/2015)
IAR
Iowa(4/15/2016)
RR
Kansas(12/4/2015)
IAR
Kansas(12/16/2015)
RR
Kentucky(12/4/2015)
IAR
Kentucky(5/2/2025)
RR
Louisiana(12/4/2015)
IAR
Louisiana(10/20/2017)
RR
Maine(12/4/2015)
IAR
Maine(5/1/2025)
RR
Maryland(12/4/2015)
RR
Massachusetts(12/4/2015)
IAR
Massachusetts(5/7/2025)
RR
Michigan(12/4/2015)
RR
Minnesota(12/4/2015)
RR
Mississippi(12/4/2015)
IAR
Missouri(12/3/2015)
RR
Missouri(12/4/2015)
RR
Montana(5/1/2010)
IAR
Montana(5/1/2010)
RR
Nebraska(12/4/2015)
IAR
Nebraska(12/4/2015)
RR
Nevada(7/15/2015)
IAR
Nevada(7/29/2015)
RR
New Hampshire(12/4/2015)
IAR
New Hampshire(5/2/2025)
RR
New Jersey(12/4/2015)
IAR
New Jersey(5/1/2025)
RR
New Mexico(12/4/2015)
IAR
New Mexico(12/4/2015)
RR
New York(12/4/2015)
IAR
New York(5/1/2025)
RR
North Carolina(12/4/2015)
RR
North Dakota(12/4/2015)
RR
Ohio(12/4/2015)
RR
Oklahoma(12/4/2015)
RR
Oregon(12/4/2015)
IAR
Oregon(12/10/2015)
RR
Pennsylvania(12/4/2015)
IAR
Pennsylvania(5/1/2025)
RR
Puerto Rico(12/4/2015)
RR
Rhode Island(12/4/2015)
IAR
Rhode Island(7/18/2025)
RR
South Carolina(12/4/2015)
IAR
South Carolina(5/6/2025)
IAR
South Dakota(12/3/2015)
RR
South Dakota(12/4/2015)
RR
Tennessee(12/4/2015)
RR
Texas(12/4/2015)
IAR
Texas(12/7/2015)
IAR
Utah(12/3/2015)
RR
Utah(12/4/2015)
RR
Vermont(12/4/2015)
RR
Virgin Islands(12/4/2015)
RR
Virginia(12/4/2015)
IAR
Washington(12/3/2015)
RR
Washington(12/4/2015)
RR
West Virginia(12/4/2015)
RR
Wisconsin(12/4/2015)
RR
Wyoming(5/1/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
