Jonathan S. Lindvig

PEACHTREE WEALTH ADVISORS,

Atlanta, GA 30342

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CRD#: 4431582

Professional summary

Jonathan Samuel Lindvig is a registered financial advisor currently at PEACHTREE WEALTH ADVISORS, INC located in Atlanta, Georgia and ARKADIOS CAPITAL located in Atlanta, Georgia.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jonathan has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Appointment of Multiple Carriers; Investment related; 300 W. Wievca Rd., Suite A205, Atlanta, GA 30342; Annuities, Life, Health, Disability; Insurance Agent; 2/6/2002; 2 hours per month, 0 hours per month during trading hours; Compensation: none listed; None listed. 2. Peachtree Wealth Advisors; Investment related; 300 W. Wieuca RD., Suite A205, Atlanta, GA 30342; RIA; Partner; 10/4/2006; 0 hours per month, 0 hours per month during trading hours; Compensation- None listed; Financial Advisor. 3. Cadillac Dallas Storage, LLC; Is Not Investment related; 171 Village Pkwy, Marietta, GA 30067; Nature or Structure of Business: LLC- Purchase of commercial real estate property; Position: Limited Partner; Start date:05/2023; 0 hours per month: 0; securities trading hours NA; NA/Investor 4. Redfish Mountain LLC, Is Not Investment Related, 11645 Wildwood Springs Dr, Roswell, GA, 30075, United States, Short Term Rental Properties, Member,10/1/2023, 0 hours per month, 0 hours per month during trading hours, Other Compensation, Passive Rental Income

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Samuel Lindvig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2006 - Present

PEACHTREE WEALTH ADVISORS, INC

Office #1: 300 W. Wieuca Road Suite A205, Atlanta, GA 30342

RIA

CRD#: 139779

Atlanta, GA

Current

October 2, 2023 - Present

ARKADIOS CAPITAL

Office #1: 300 W. Wieuca Road, Ste A205, Atlanta, GA 30342

CRD#: 282710

Atlanta, GA

Past

October 2, 2023 - October 4, 2023

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Atlanta, GA

Past

October 25, 2004 - February 6, 2007

TRIAD ADVISORS LLC

RIA

CRD#: 25803

ATLANTA, GA

Past

October 25, 2004 - October 4, 2023

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

November 6, 2002 - October 26, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MACON, GA

Past

October 9, 2001 - October 26, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEACHTREE WEALTH ADVISORS, INC

PEACHTREE WEALTH ADVISORS, INC | PRINCIPAL WEALTH ADVISORS, INC

CRD#: 139779 / SEC#: 801-119707

RIA

Registered Investment Advisory firm - (10/30/2020 Approved)

Alabama

Registered Investment Advisory firm - (11/2/2020 Terminated)

District of Columbia

Registered Investment Advisory firm - (11/2/2020 Terminated)

Florida

Registered Investment Advisory firm - (11/2/2020 Terminated)

Georgia

Registered Investment Advisory firm - (11/10/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (11/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/2/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/2/2023)

Florida
(10/2/2023)

IAR

Georgia
(10/4/2006)

Georgia
(10/2/2023)

Idaho
(10/2/2023)

Illinois
(10/2/2023)

Massachusetts
(10/2/2023)

North Carolina
(10/9/2023)

South Carolina
(10/2/2023)

IAR

Texas
(3/23/2017)

Texas
(10/2/2023)

Virginia
(10/2/2023)

Washington
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/26/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/8/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PEACHTREE WEALTH ADVISORS, INC

PEACHTREE WEALTH ADVISORS, INC | PRINCIPAL WEALTH ADVISORS, INC

CRD#: 139779 / SEC#: 801-119707

RIA

Registered Investment Advisory firm - (10/30/2020 Approved)

Alabama

Registered Investment Advisory firm - (11/2/2020 Terminated)

District of Columbia

Registered Investment Advisory firm - (11/2/2020 Terminated)

Florida

Registered Investment Advisory firm - (11/2/2020 Terminated)

Georgia

Registered Investment Advisory firm - (11/10/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (11/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/2/2020 Terminated)

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Contact information

Main Address

300 W. Wieuca Road Suite A205, Atlanta, GA 30342

Mailing Address

Phone number

(404) 531-0965

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,274
AUM (Assets Under Management)	$ 346,789,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan S. Lindvig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Samuel Lindvig's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

ARKADIOS WEALTH ADVISORS

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PEACHTREE WEALTH ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2001

SIE

Date: 10/1/2018

Series 31

Date: 10/26/2001

Series 7

Date: 10/8/2001

FINRA

Current Firm

PEACHTREE WEALTH ADVISORS, INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEACHTREE WEALTH ADVISORS, INC

TRUST BUT VERIFY

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