Richard M. Blonstein
Professional summary
Richard Mark Blonstein, CFP®, who also goes by Richard Blonstein, is a registered financial advisor currently at BROAD WEALTH MANAGEMENT, INC. located in Rye, New York.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Mark Blonstein's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1995
Experience
September 25, 2006 - Present
BROAD WEALTH MANAGEMENT, INC.
July 24, 2001 - December 17, 2001
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/25/2006)
(11/14/2021)
Exams
Current Firm
BROAD WEALTH MANAGEMENT, INC.
CRD#: 125479 / SEC#:
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/18/2025 | ||
| 12/05/2024 | ||
| 08/17/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
