Adam J. Orlov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Jason Orlov was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2001. Adam had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2010 - January 2, 2015
HOLOS ASSET MANAGEMENT
November 12, 2007 - April 12, 2010
RII TRADING LLC.
January 10, 2005 - September 26, 2007
RONIN CAPITAL, LLC
August 31, 2001 - November 26, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HOLOS ASSET MANAGEMENT
CRD#: 142952 / SEC#:
Contact information
Red Flags
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