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Whitney E. Solcher
ULRICH INVESTMENT CONSULTANTS
San Antonio, TX 78215
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CRD#: 4431461
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Professional summary
Whitney E Solcher, who also goes by Whitney Elizabeth Solcher, is a registered financial advisor currently at ULRICH INVESTMENT CONSULTANTS located in San Antonio, Texas.
Whitney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Whitney has worked at 6 firms and has passed the Series 66, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Whitney Elizabeth Solcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Solcher is a member of two family entities which are member managed. The entities maintain accounts with UIC but Ms. Solcher is excluded from entering into contracts or otherwise acting on behalf of the entities unless directed in writing by the Registered Agent. Ms. Solcher does not receive any compensation for her role in the entities. Ms. Solcher spends approximately 1 hour a month on this activity. This activity creates a conflict of interest with clients. The conflict is mitigated because the Firm and its IARs will abide by the firm's Code of Ethics and will always act in the best interest of every client. Ms. Solcher also serves as trustee on a trust, where this trust is a client of the firm. In addition, Ms. Solcher serves as Co-Trustee for two family members whose revocable trusts are also UIC client's.
CRS (Client Relationship Summary) - RIA
Click below to view Whitney E Solcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2019 - Present
ULRICH INVESTMENT CONSULTANTS
Office #1: 711 Broadway Ste 355, San Antonio, TX 78215RIA
CRD#: 159499
San Antonio, TX
Past
July 8, 2013 - April 2, 2019
SHEPHERD KAPLAN LLC
RIA
CRD#: 128244
SAN ANTONIO, TX
Past
June 30, 2009 - June 6, 2013
TPB WEALTH ADVISORS, LLC
RIA
CRD#: 150508
SAN ANTONIO, CA
Past
May 11, 2009 - April 19, 2011
FSW ADVISORY SERVICES INC.
RIA
CRD#: 148818
SAN ANTONIO, TX
Past
April 30, 2009 - November 30, 2009
FIRST SOUTHWEST COMPANY, LLC
BD
CRD#: 316
SAN ANTONIO, TX
Past
October 2, 2001 - December 31, 2008
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UI
ULRICH INVESTMENT CONSULTANTS
ESTATE STRATEGIES | ULRICH OF TEXAS CONSULTING GROUP, LLC | ULRICH INVESTMENT CONSULTANTS | ULRICH CONSULTING GROUP, LLC D/B/A/ ULRICH INVESTMENT CONSULTANTS | ULRICH CONSULTING GROUP, LLC | ULRICH CONSULTING AND INVESTMENT GROUP, LLC | ESTATE STRATEGIES, INC.
CRD#: 159499 / SEC#: 801-72880
RIA
Registered Investment Advisory firm - (12/2/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UI
ULRICH INVESTMENT CONSULTANTS
ESTATE STRATEGIES | ULRICH OF TEXAS CONSULTING GROUP, LLC | ULRICH INVESTMENT CONSULTANTS | ULRICH CONSULTING GROUP, LLC D/B/A/ ULRICH INVESTMENT CONSULTANTS | ULRICH CONSULTING GROUP, LLC | ULRICH CONSULTING AND INVESTMENT GROUP, LLC | ESTATE STRATEGIES, INC.
CRD#: 159499 / SEC#: 801-72880
RIA
Registered Investment Advisory firm - (12/2/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1805 Rio Grande Boulevard Nw Suite 1, Albuquerque, NM 87104
Mailing Address
Phone number
(505) 224-9100
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,002 |
| AUM (Assets Under Management) | $ 3,196,950,001 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/13/2024 | ||
| 05/01/2023 | ||
| 11/08/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
