Charles S. Willauer

BRADLEY FOSTER & SARGENT

Portland, ME 04101

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CRD#: 4431267

Professional summary

Charles Savage Willauer, who also goes by Charles S Willauer, Charlie Willauer, is a registered financial advisor currently at BRADLEY FOSTER & SARGENT INC located in Portland, Maine.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Charles has worked at 6 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles S Willauer | Charlie Willauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Charles S. Willauer also serves as a Trustee for the Thompson Island Outward Bound Education Center. In his capacity as Trustee, Mr. Willauer chairs the organization's Investment Committee, where he oversees the committee and a third-party advisor that is responsible for managing the organization's endowment. Mr. Willauer spends less than 2% percent of his time on this activity and does not receive any compensation for the services he provides to this organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Savage Willauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2025 - Present

BRADLEY FOSTER & SARGENT INC

Office #1: 533 Congress Street, Portland, ME 04101

RIA

CRD#: 106928

Portland, ME

Past

November 3, 2020 - December 10, 2021

RINET COMPANY, LLC

RIA

CRD#: 106979

BOSTON, MA

Past

September 20, 2016 - April 15, 2020

WELLESLEY INVESTMENT PARTNERS, LLC

RIA

CRD#: 144984

WELLESLEY, MA

Past

November 10, 2010 - July 24, 2014

WINDHAVEN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 155138

BOSTON, MA

Past

August 17, 2004 - November 18, 2010

WINDWARD INVESTMENT MANAGEMENT INC

RIA

CRD#: 109405

BOSTON, MA

Past

August 22, 2001 - August 7, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/15/2025)

IAR

Florida
(10/22/2025)

IAR

Massachusetts
(10/22/2025)

IAR

Pennsylvania
(10/15/2025)

IAR

Rhode Island
(10/15/2025)

IAR

Texas
(10/15/2025)

IAR

Vermont
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

Current Firm

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

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Contact information

Main Address

185 Asylum Street City Place Ii 11th Floor, Hartford, CT, 06103-3402

Mailing Address

Phone number

(860) 527-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADLEY, FOSTER & SARGENT (5/13/2025)

Regulatory assets under management

Total Number of Accounts	4,967
AUM (Assets Under Management)	$ 8,593,473,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
02/02/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles S. Willauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Savage Willauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

RINET COMPANY, LLC

WELLESLEY INVESTMENT PARTNERS, LLC

WINDHAVEN INVESTMENT MANAGEMENT, INC.

WINDWARD INVESTMENT MANAGEMENT INC

QUICK & REILLY, INC.

Primary Firm SEC Registration

BRADLEY FOSTER & SARGENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2025

Series 7

Date: 8/21/2001

Current Firm

BRADLEY FOSTER & SARGENT INC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRADLEY FOSTER & SARGENT INC

TRUST BUT VERIFY

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