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Sangtae Chang

Sangtae Chang

HSC FINANCIAL SERVICES LLC
Dallas, TX 75229
Some features on this profile are disabled
CRD#: 4431115
Sangtae Chang

Professional summary

Sangtae Chang, CFP® is a registered financial advisor currently at HSC FINANCIAL SERVICES LLC located in Dallas, Texas.

Sangtae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sangtae has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sangtae Chang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

June 5, 2018 - Present

HSC FINANCIAL SERVICES LLC

Office #1: 11536 Harry Hines Blvd Suite 215, Dallas, TX 75229
RIA
CRD#: 297093
Dallas, TX
Past

January 23, 2017 - May 9, 2018

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Dallas, TX
Past

November 24, 2015 - May 9, 2018

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Dallas, TX
Past

November 5, 2001 - December 31, 2002

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/5/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/15/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/2/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/24/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/2/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HF
HSC FINANCIAL SERVICES LLC
HSC FINANCIAL SERVICES LLC

CRD#: 297093 / SEC#:

Texas
Registered Investment Advisory firm - (6/5/2018 Approved)
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Contact information

Main Address
11536 Harry Hines Blvd Suite 215, Dallas, TX 75229
Mailing Address
Phone number
(469) 877-2264
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts21
AUM (Assets Under Management)$ 35,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HSC FINANCIAL SERVICES LLC

CRD#: 297093Dallas, TX 75229

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