Mychal D. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mychal Douglas Harrison was a registered financial professional .
Mychal is a previously registered financial professional and started their career in finance in 2001. Mychal had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2020 - August 31, 2023
HURON TRANSACTION ADVISORY LLC
March 20, 2014 - April 15, 2016
HURON TRANSACTION ADVISORY LLC
March 5, 2012 - December 18, 2012
GUGGENHEIM SECURITIES, LLC
December 6, 2010 - December 6, 2011
CANTOR FITZGERALD & CO.
March 30, 2009 - November 11, 2010
BTIG, LLC
July 10, 2006 - January 27, 2009
BARCLAYS CAPITAL INC.
March 16, 2005 - July 6, 2006
CREDIT SUISSE SECURITIES (USA) LLC
October 10, 2001 - March 21, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/2004
Limited Representative-Equity Trader ExamCurrent Firm
HURON TRANSACTION ADVISORY LLC
CRD#: 166959 / SEC#: , 8-69237
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
