Donald R. Wise
Professional summary
Donald Richard Wise, CIMA®, who also goes by Donald Richard Wise III, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.
Donald is registered as a RR (Registered Representative) and started their career in finance in 2001. Donald has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Richard Wise's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2026 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660February 24, 2015 - April 27, 2026
MORGAN STANLEY
February 20, 2015 - April 27, 2026
MORGAN STANLEY
September 19, 2005 - October 13, 2014
MANULIFE INVESTMENT MANAGEMENT (US) LLC
September 14, 2005 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
June 24, 2005 - October 13, 2014
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
July 22, 2003 - February 11, 2005
CHASE INVESTMENT SERVICES CORP.
August 9, 2001 - November 18, 2002
METROPOLITAN LIFE INSURANCE COMPANY
August 9, 2001 - November 18, 2002
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2026)
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(6/17/2026)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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