Jacques M. Thimothee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacques Moise Thimothee was a registered financial professional .
Jacques is a previously registered financial professional and started their career in finance in 2001. Jacques had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2014 - May 29, 2014
WINDSOR STREET CAPITAL, LP
January 5, 2010 - May 2, 2012
BROOKSTONE SECURITIES, INC.
March 28, 2008 - July 7, 2009
SYNDICATED CAPITAL, INC.
August 27, 2007 - March 31, 2008
NEWBRIDGE SECURITIES CORPORATION
July 24, 2007 - August 31, 2007
INVESTORS CAPITAL CORP.
August 7, 2002 - October 14, 2004
FIRST SECURITIES USA, INC.
February 13, 2002 - July 23, 2007
BROOKSTREET SECURITIES CORPORATION
November 14, 2001 - February 13, 2002
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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