Michael E. Sobel
Professional summary
Michael Evan Sobel is a registered financial professional currently at TRUMID FINANCIAL LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Evan Sobel's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2014 - Present
TRUMID FINANCIAL LLC
Office #1: 1411 Broadway Suite 2410, New York, NY 10018Office #2: 1411 Broadway Suite 2410, New York, NY 10018May 31, 2017 - August 19, 2022
ELECTRONIFIE SECURITIES LLC
September 22, 2008 - September 5, 2014
BARCLAYS CAPITAL INC.
October 22, 2001 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/5/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRUMID FINANCIAL LLC
CRD#: 172129 / SEC#: , 8-69500
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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