Kathryn I. Thompson
Professional summary
Kathryn Ingram Thompson, who also goes by Kathryn Ingram, is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2001. Kathryn has worked at 4 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Ingram Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2013 - Present
IRC SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170July 7, 2009 - November 1, 2011
PULSE TRADING, INC.
February 17, 2006 - May 29, 2009
AVONDALE PARTNERS, LLC
November 8, 2001 - March 2, 2006
SCOTT & STRINGFELLOW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2013)
Exams
FINRA
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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