Andrew W. Scheffer
CORE PLANNING | Financial Consultant I
Scarsdale, NY
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CRD#: 4430713
Professional summary
Andrew W Scheffer, who also goes by Andrew W. Scheffer, Andrew W Scheffer, Andrew Scheffer, is a registered financial advisor currently at CORE PLANNING located in Scarsdale, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Andrew has worked at 7 firms and has passed the Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.
Biography
As your Financial Consultant, I will act as your advocate to help ensure that your financial plan is customized to meet your family's unique needs. Together, we will build a financial plan, identify strategies to improve that plan, and keep open lines of communication. Forming strong relationships with my clients and their families is of the utmost importance to me, and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew W. Scheffer | Andrew W Scheffer | Andrew Scheffer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Andrew Scheffer, Consultant and Advisor DBA 2 Minute M.O.N.K Method- Non-Investment-Related, Address: 11 Meadow road, Scarsdale, NY 10583, Description: Leadership coaching, Position: Founder, Start Date; 01/2014, Duties: Marketing to and coaching senior executives, Time: 10 hours per month, 4 hours per month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew W Scheffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
The Johns Hopkins University
Bachelor of Arts (BA) - Philosophy
1990
Experience
Current
May 8, 2024 - Present
CORE PLANNING
RIA
CRD#: 154660
Scarsdale, NY
Past
October 25, 2022 - October 25, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SCARSDALE, NY
Past
October 20, 2022 - October 25, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SCARSDALE, NY
Past
March 5, 2019 - September 2, 2022
EDWARD JONES
RIA
CRD#: 250
SCARSDALE, NY
Past
February 11, 2019 - September 2, 2022
EDWARD JONES
BD
CRD#: 250
SCARSDALE, NY
Past
October 24, 2002 - August 26, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
January 16, 2002 - August 12, 2002
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
October 9, 2001 - November 29, 2001
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE
CRD#: 154660 / SEC#: 801-131950
RIA
Registered Investment Advisory firm - (2/13/2025 Approved)California
Registered Investment Advisory firm - (5/9/2025 Terminated)Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/8/2024)
IAR
Connecticut(7/16/2025)
IAR
Missouri(5/10/2024)
IAR
New York(3/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE
CRD#: 154660 / SEC#: 801-131950
RIA
Registered Investment Advisory firm - (2/13/2025 Approved)California
Registered Investment Advisory firm - (5/9/2025 Terminated)Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
706 N Main St, Ofallon, MO 63366
Mailing Address
Phone number
(636) 734-7507
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (29 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 884 |
| AUM (Assets Under Management) | $ 121,451,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
