Daniel Douglas Bauer
CFP®Professional Summary
Daniel Douglas Bauer, CFP® is a registered financial advisor currently at ALLSQUARE WEALTH MANAGEMENT, LLC located in Albany, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ALLSQUARE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
200 Great Oaks Blvd Suite 219, Albany, NY 12203Phone Number
(518) 456-8900# of Employees
5SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
835AUM (Assets Under Management)
$307,849,658Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | Cover Page | Report |
| 10/09/2024 | Cover Page | Report |
| 02/06/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALLSQUARE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(10/15/2014)
(10/15/2014)
(5/5/2023)
(10/15/2014)
(6/9/2021)
(1/11/2016)
(8/1/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Douglas Bauer's CRS (Customer Relationship Summary).
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