Christopher E. Cutler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Edward Cutler was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2014 - December 31, 2015
CHARLES JORDAN & CO., LLC
January 23, 2012 - December 31, 2012
CHARLES JORDAN & CO., LLC
September 8, 2009 - February 12, 2010
INTELLIGENT EDGE SECURITIES, LLC
March 30, 2009 - January 3, 2011
C3 CAPITAL, LLC
September 4, 2008 - March 24, 2009
AIA CAPITAL MARKETS LLC
October 22, 2001 - February 14, 2003
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARLES JORDAN & CO., LLC
CRD#: 30303 / SEC#: , 8-44951
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
