Daniel J. Mason

FIRST MASON FINANCIAL

Medina, OH 44256

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CRD#: 4430474

Professional summary

Daniel Jerome Mason, AIF® is a registered financial advisor currently at FIRST MASON FINANCIAL, LLC located in Medina, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-FIRST MASON FINANCIAL LLC; INVESTMENT RELATED;33 Public Square,Medina,Oh 44256; RIA; PRESIDENT; 8/10/2007; 240 HRS/MONTH; ALL; COMPENSATION-FEE BASED INCOME FROM MY RIA; INVESTMENT ADVISOR. 2)First Mason Properties;not investment related;33 Public Square,Medina,Oh 44256;ownership of commercial building;CEO;7/1/2015;0 hrs/month;0 hrs during trading;property owner 3)Daniel Mason;investment related;33 Public Sq,Medina,OH 44256;life insurance & fixed indexed annuities;agent;2010;10 hrs/month;6.5 hrs during trading;life insurance & fixed indexed annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jerome Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 24, 2022 - Present

FIRST MASON FINANCIAL, LLC

Office #1: 33 Public Square, Medina, OH 44256

RIA

CRD#: 145025

Medina, OH

Past

January 21, 2010 - December 31, 2021

FIRST MASON FINANCIAL, LLC

RIA

CRD#: 145025

MEDINA, OH

Past

August 15, 2008 - December 31, 2009

FIRST MASON FINANCIAL, LLC

RIA

CRD#: 145025

NORTH ROYALTON, OH

Past

June 13, 2007 - October 29, 2008

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Medina, OH

Past

June 12, 2007 - December 31, 2018

TRIAD ADVISORS LLC

CRD#: 25803

Medina, OH

Past

June 8, 2007 - June 22, 2007

ACCOUNTING INVESTMENT SERVICES, INC.

RIA

CRD#: 111686

CLEVELAND, OH

Past

January 27, 2004 - June 22, 2007

PRIM SECURITIES, INCORPORATED

CRD#: 30504

INDEPENDENCE, OH

Past

May 14, 2002 - February 3, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEACHWOOD, OH

Past

August 16, 2001 - February 3, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST MASON FINANCIAL, LLC

CRD#: 145025 / SEC#: 801-72315

RIA

Registered Investment Advisory firm - (5/3/2011 Approved)

Ohio

Registered Investment Advisory firm - (5/13/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/26/2022)

IAR

Texas
(1/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2001

General Securities Representative Examination

Current Firm

FIRST MASON FINANCIAL, LLC

CRD#: 145025 / SEC#: 801-72315

RIA

Registered Investment Advisory firm - (5/3/2011 Approved)

Ohio

Registered Investment Advisory firm - (5/13/2011 Terminated)

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Contact information

Main Address

33 Public Square, Medina, OH 44256

Mailing Address

Phone number

(330) 722-5777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	792
AUM (Assets Under Management)	$ 155,046,110

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jerome Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST MASON FINANCIAL, LLC

FIRST MASON FINANCIAL, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

ACCOUNTING INVESTMENT SERVICES, INC.

PRIM SECURITIES, INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FIRST MASON FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2001

Current Firm

FIRST MASON FINANCIAL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST MASON FINANCIAL, LLC

TRUST BUT VERIFY

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