Lance J. Clauson

WELLTH ADVISORY SERVICES

Urbandale, IA 50322

Some features on this profile are disabled

CRD#: 4430300

Professional summary

Lance Jonathan Clauson, AIF®, who also goes by Lance J Clauson, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Urbandale, Iowa.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lance has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lance J Clauson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: SRP - Strategic Retirement Partners Investment Related: Yes Address: 2900 100th St. Ste 106 Urbandale IA 50322 Nature of Business: DBA name; Investment Advisory services through WELLth Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 5/1/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Retirement Plan Consulting. Business Name: Group Benefits, Ltd. Investment Related: No Address: 12006 Ridgemont Dr. Urbandale IA 50323 Nature of Business: Other Other/None of the Above Referral of benefits clients from Group Benefits insurance clients Position, Title or Relationship: Director of Retirement Plan Services Start Date: 10/1/2015 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Organize business development and marketing efforts to expand retirement plan cross-selling opportunities within the Group Benefits, Ltd affiliated agent network.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Jonathan Clauson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 8, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

Office #1: 2900 100th Street Suite 106, Urbandale, IA 50322

RIA

CRD#: 330537

Urbandale, IA

Past

April 1, 2019 - July 4, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Urbandale, IA

Past

May 30, 2017 - April 1, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Urbandale, IA

Past

May 15, 2017 - April 1, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Urbandale, IA

Past

October 23, 2015 - December 31, 2017

BALEFIRE, LLC

RIA

CRD#: 168733

Urbandale, IA

Past

October 2, 2013 - May 15, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST DES MOINES, IA

Past

September 30, 2013 - May 15, 2015

LPL FINANCIAL LLC

CRD#: 6413

WEST DES MOINES, IA

Past

January 19, 2011 - October 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

WEST DES MOINES, IA

Past

October 11, 2005 - October 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

WEST DES MOINES, IA

Past

August 1, 2003 - June 14, 2004

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

August 7, 2001 - August 19, 2003

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(7/8/2024)

IAR

Kansas
(7/23/2024)

IAR

Missouri
(7/23/2024)

IAR

Nebraska
(7/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/3/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Shorewood, IL

Mailing Address

Phone number

(866) 777-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)

WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,338
AUM (Assets Under Management)	$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rajpreet Sangha

PRINCIPAL SECURITIES, INC.

IAR

Tracy, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lance J. Clauson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Jonathan Clauson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

BALEFIRE, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

WELLTH ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2010

Series 63

Date: 8/6/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2010

Series 6

Date: 8/3/2001

Current Firm

WELLTH ADVISORY SERVICES, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLTH ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors