Mitchell F. Czuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Felix Czuk, CFP®, who also goes by Mitch F Czuk, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 2001. Mitchell had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
June 29, 2018 - December 31, 2021
CETERA INVESTMENT ADVISERS LLC
June 29, 2018 - December 31, 2021
CETERA FINANCIAL SPECIALISTS LLC
January 25, 2007 - June 27, 2018
AVANTAX ADVISORY SERVICES
October 15, 2003 - June 27, 2018
AVANTAX INVESTMENT SERVICES, INC.
January 10, 2003 - August 5, 2003
COMMONWEALTH FINANCIAL NETWORK
August 1, 2001 - January 14, 2003
PRIME CAPITAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
