Jason F. Robbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Floyd Robbins was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - May 21, 2013
THE LEADERS GROUP, INC.
May 19, 2011 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
August 3, 2007 - January 24, 2011
HIMCO DISTRIBUTION SERVICES COMPANY
October 27, 2006 - May 4, 2007
BROOKSTONE SECURITIES, INC.
October 26, 2006 - May 4, 2007
BROOKSTONE SECURITIES, INC.
May 1, 2006 - November 8, 2006
VOYA FINANCIAL ADVISORS, INC.
April 10, 2006 - November 8, 2006
VOYA FINANCIAL ADVISORS, INC.
October 24, 2005 - April 19, 2006
EAGLE STRATEGIES LLC
December 2, 2003 - April 20, 2006
NYLIFE SECURITIES LLC
May 2, 2003 - November 26, 2003
MUTUAL SERVICE CORPORATION
March 21, 2003 - November 26, 2003
MUTUAL SERVICE CORPORATION
September 6, 2001 - February 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 2001 - February 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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