Jeffrey D. Newman

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CRD#: 4429732

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Dean Newman was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 16, 2010 - November 10, 2014

BULLSEYE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 145158

BATAVIA, OH

Past

August 22, 2001 - July 3, 2003

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BULLSEYE INVESTMENT MANAGEMENT, LLC

BULLSEYE INVESTMENT MANAGEMENT | BULLSEYE INVESTMENT MANAGEMENT, LLC

CRD#: 145158 / SEC#: 801-121159

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

Indiana

Registered Investment Advisory firm - (5/13/2021 Terminated)

Kentucky

Registered Investment Advisory firm - (5/14/2021 Terminated)

Ohio

Registered Investment Advisory firm - (5/13/2021 Terminated)

West Virginia

Registered Investment Advisory firm - (5/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/7/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/21/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BULLSEYE INVESTMENT MANAGEMENT, LLC

BULLSEYE INVESTMENT MANAGEMENT | BULLSEYE INVESTMENT MANAGEMENT, LLC

CRD#: 145158 / SEC#: 801-121159

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

Indiana

Registered Investment Advisory firm - (5/13/2021 Terminated)

Kentucky

Registered Investment Advisory firm - (5/14/2021 Terminated)

Ohio

Registered Investment Advisory firm - (5/13/2021 Terminated)

West Virginia

Registered Investment Advisory firm - (5/13/2021 Terminated)

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Contact information

Main Address

4100 Executive Park Drive Suite 210, Cincinnciati, OH 45241

Mailing Address

Phone number

(513) 774-3325

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,561
AUM (Assets Under Management)	$ 191,849,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Newman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BULLSEYE INVESTMENT MANAGEMENT, LLC

UNIFIED FINANCIAL SECURITIES, LLC

Primary Firm SEC Registration

BULLSEYE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2001

Series 6

Date: 8/21/2001

Current Firm

BULLSEYE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BULLSEYE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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