Paul M. Tavelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Michael Tavelman was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1972. Paul had worked at 10 firms and has passed the SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1990 - September 1, 2017
BAIRD, PATRICK & CO., INC.
May 29, 1990 - July 26, 1990
JJC SECURITIES CO., INC.
June 5, 1981 - May 29, 1990
JSC SECURITIES, INC.
January 4, 1977 - July 1, 1977
FIRST WALL STREET SETTLEMENT CORPORATION
October 6, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
July 24, 1975 - November 10, 1975
EDWARDS & HANLY
April 4, 1975 - August 10, 1975
JII SECURITIES INC.
August 13, 1974 - March 28, 1975
BRUNS, NORDEMAN, REA & CO.
May 9, 1974 - September 14, 1974
E. F. HUTTON & COMPANY INC
November 27, 1972 - May 5, 1974
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/20/1972
Registered Representative ExaminationCurrent Firm
BAIRD, PATRICK & CO., INC.
CRD#: 1149 / SEC#: , 8-18029
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 2 |
Red Flags
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