Ronald A. Glasgow

QUINCY WELLS ADVISORS

Rockwall, TX

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CRD#: 4429614

Professional summary

Ronald Allen Glasgow II, CFP®, who also goes by Ronald A Glasgow II, Ronald A Glasgow Ii, Ron Glasgow, Ronald Allen Glasgow, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Rockwall, Texas and GREAT POINT CAPITAL LLC located in Rockwall, Texas.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ronald has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald A Glasgow Ii | Ronald A Glasgow Ii | Ron Glasgow | Ronald Allen Glasgow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Allen Glasgow II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 10, 2024 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Rockwall, TX

Current

August 9, 2024 - Present

GREAT POINT CAPITAL LLC

CRD#: 114203

Rockwall, TX

Past

May 22, 2023 - April 4, 2024

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

RICHMOND, VA

Past

March 31, 2022 - August 15, 2022

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

RICHMOND, VA

Past

November 5, 2021 - January 18, 2022

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

March 27, 2019 - October 5, 2021

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

Las Vegas, NV

Past

July 6, 2018 - April 9, 2019

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

Aliso Viejo, CA

Past

April 5, 2017 - May 7, 2018

TERRA CAPITAL MARKETS LLC

CRD#: 123762

NEW YORK, NY

Past

November 9, 2016 - April 4, 2017

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

January 25, 2016 - November 7, 2016

RIDGEWOOD SECURITIES CORPORATION

CRD#: 15453

MONTVALE, NJ

Past

December 4, 2013 - January 26, 2016

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

February 7, 2013 - December 4, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

ST LOUIS, MO

Past

October 18, 2010 - January 28, 2013

CAREY FINANCIAL, LLC

CRD#: 15246

NEW YORK, NY

Past

December 8, 2009 - November 9, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

December 3, 2009 - November 9, 2010

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

May 22, 2008 - November 3, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

May 22, 2008 - November 3, 2009

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

February 5, 2007 - May 29, 2008

EDWARD JONES

RIA

CRD#: 250

LA JOLLA, CA

Past

November 20, 2001 - May 29, 2008

EDWARD JONES

CRD#: 250

LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/13/2025)

California
(1/2/2026)

Texas
(8/9/2024)

IAR

Texas
(10/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/24/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

145 South Wells, Ste 1301, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald A. Glasgow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Allen Glasgow II's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

WEALTHFORGE SECURITIES, LLC

WEALTHFORGE SECURITIES, LLC

EMERSON EQUITY LLC

COLORADO FINANCIAL SERVICE CORPORATION

PATRICK CAPITAL MARKETS, LLC

TERRA CAPITAL MARKETS LLC

KBS CAPITAL MARKETS GROUP LLC

RIDGEWOOD SECURITIES CORPORATION

PROVASI CAPITAL PARTNERS LP

PRUCO SECURITIES, LLC.

CAREY FINANCIAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2007

Series 63

Date: 11/24/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2001

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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