RG
Ronald A. Glasgow
CALTON & ASSOCIATES
Rockwall, TX
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CRD#: 4429614
RG
Ronald Allen Glasgow IICALTON & ASSOCIATES
Professional summary
Ronald Allen Glasgow II, CFP®, who also goes by Ronald A Glasgow II, Ronald A Glasgow Ii, Ron Glasgow, Ronald Allen Glasgow, is a registered financial advisor currently at CALTON & ASSOCIATES, INC. located in Rockwall, Texas.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ronald has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Ronald A Glasgow Ii | Ronald A Glasgow Ii | Ron Glasgow | Ronald Allen Glasgow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ronald Glasgow is an investor with Pediatric Rheumatology Associates PC, a commodity brokerage. The address of Pediatric Rheumatology Associates PC Mobile, AL. The start date is Jan 05, 2023. He plans to spend 0 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is not investment related. Ron Glasgow is a mentor for the North Texas Veteran's Court. The address of the North Texas Veteran's Court is1111 E Yellow Jacket Ln, Rockwall, TX 75087. The start date is Nov 08, 2025. His duties will be volunteer, and he plans to spend 3 hours per month during normal trading hours and 4 hours per month outside of normal trading hours. This is not investment related. Ron Glasgow is a Jr. Vice Commandant for the CWO2 James W. Randolph Detachment 1465, Marine Corps League is 4210 Industrial St. Bldg 100, Rowlett, TX, United States, Texas. The start date is June 13, 2026. His duties will be to help keep a record of the detachments activities, research and share Marine Corps historical actions and share in person or via social media, and he plans to spend 0 hours per month during normal trading hours and 5 hours per month outside of normal trading hours. This is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Allen Glasgow II's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Allen Glasgow II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
July 27, 2026 - Present
CALTON & ASSOCIATES, INC.
RIA
BD
CRD#: 20999
Rockwall, TX
Current
July 27, 2026 - Present
CALTON & ASSOCIATES, INC.
RIA
BD
CRD#: 20999
Rockwall, TX
Past
March 27, 2026 - July 15, 2026
QUINCY WELLS ADVISORS, LLC
RIA
CRD#: 307477
Rockwall, TX
Past
March 27, 2026 - July 15, 2026
QUINCY WELLS CAPITAL, LLC
BD
CRD#: 334163
CHICAGO, IL
Past
October 10, 2024 - March 26, 2026
QUINCY WELLS ADVISORS, LLC
RIA
CRD#: 307477
Rockwall, TX
Past
August 9, 2024 - March 26, 2026
GREAT POINT CAPITAL LLC
BD
CRD#: 114203
Rockwall, TX
Past
May 22, 2023 - April 4, 2024
WEALTHFORGE SECURITIES, LLC
BD
CRD#: 152550
RICHMOND, VA
Past
March 31, 2022 - August 15, 2022
WEALTHFORGE SECURITIES, LLC
BD
CRD#: 152550
RICHMOND, VA
Past
November 5, 2021 - January 18, 2022
EMERSON EQUITY LLC
BD
CRD#: 130032
SAN MATEO, CA
Past
March 27, 2019 - October 5, 2021
COLORADO FINANCIAL SERVICE CORPORATION
BD
CRD#: 104343
Las Vegas, NV
Past
July 6, 2018 - April 9, 2019
PATRICK CAPITAL MARKETS, LLC
BD
CRD#: 16518
Aliso Viejo, CA
Past
April 5, 2017 - May 7, 2018
TERRA CAPITAL MARKETS LLC
BD
CRD#: 123762
NEW YORK, NY
Past
November 9, 2016 - April 4, 2017
KBS CAPITAL MARKETS GROUP LLC
BD
CRD#: 132299
NEWPORT BEACH, CA
Past
January 25, 2016 - November 7, 2016
RIDGEWOOD SECURITIES CORPORATION
BD
CRD#: 15453
MONTVALE, NJ
Past
December 4, 2013 - January 26, 2016
PROVASI CAPITAL PARTNERS LP
BD
CRD#: 119539
DALLAS, TX
Past
February 7, 2013 - December 4, 2013
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ST LOUIS, MO
Past
October 18, 2010 - January 28, 2013
CAREY FINANCIAL, LLC
BD
CRD#: 15246
NEW YORK, NY
Past
December 8, 2009 - November 9, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN DIEGO, CA
Past
December 3, 2009 - November 9, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
May 22, 2008 - November 3, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN DIEGO, CA
Past
May 22, 2008 - November 3, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
February 5, 2007 - May 29, 2008
EDWARD JONES
RIA
CRD#: 250
LA JOLLA, CA
Past
November 20, 2001 - May 29, 2008
EDWARD JONES
BD
CRD#: 250
LA JOLLA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/27/2026)
IAR
Texas(7/27/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Phone number
(813) 264-0440
Established
Florida since 09/17/1987
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
373
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CICCATI, RANDALL LEE | SHAREHOLDER | 1569353 |
| CICCATI, RANDALL LEE | CEO / DIRECTOR | 1569353 |
| SINGH, RAMESHWAR | DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES | 4660047 |
| SINGH, RAMESHWAR | SHAREHOLDER | 4660047 |
| CICCATI, JILL MARIE | SHAREHOLDER | |
| THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE | |
| CALTON, DEREK JAY | VICE PRESIDENT - DIRECTOR | 1192608 |
| CALTON, DWAYNE KENT | PRESIDENT - DIRECTOR | |
| CICCATI, ADELINE CARMELA | TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | |
| CICCATI, AUSTIN LOUIS | SHAREHOLDER | 6351650 |
| CICCATI, CARLY MARIE | SHAREHOLDER | 6351667 |
| COLE, DAVID SCOTT | CHIEF FINANCIAL OFFICER/FINOP | 4181156 |
| RAHMOUNI IDRISSI, SAAD | CHIEF COMPLIANCE OFFICER | 4071743 |
Regulatory assets under management
| Total Number of Accounts | 6,969 |
| AUM (Assets Under Management) | $ 1,576,517,756 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
