TH
Timothy D. Hinton
THRIVENT INVESTMENT MANAGEMENT
Mebane, NC
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CRD#: 4429502
TH
Timothy D HintonTHRIVENT INVESTMENT MANAGEMENT
Professional summary
Timothy D Hinton, who also goes by Tim Hinton, Timothy Douglas Hinton, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Mebane, North Carolina.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Tim Hinton | Timothy Douglas Hinton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KARATE USA - KARATE INSTRUCTOR POSITION: Master Instructor NATURE: Karate instructor at a school my wife and I run in Hillsborough NC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2009 ADDRESS: 2538 US 70, Ste A, Mebane NC 27302, United States DESCRIPTION: Running a karate school. My wife and I teach self defense classes to children and adults. We charged just enough to cover expenses. 2538 US 70 LLC POSITION: Owner NATURE: LLC that owns the building where my Thrivent office is housed. The other tenant is the Karate studio. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 2538 US 70, Mebane NC 27302, United States DESCRIPTION: oversee operations
CRS (Client Relationship Summary) - RIA
Click below to view Timothy D Hinton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy D Hinton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 2538 Us 70, Mebane, NC 27302RIA
BD
CRD#: 18387
Mebane, NC
Current
September 2, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2538 Us 70, Mebane, NC 27302RIA
BD
CRD#: 18387
Mebane, NC
Past
May 18, 2017 - August 28, 2020
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
Chapel Hill, NC
Past
May 18, 2017 - August 28, 2020
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
RALEIGH, NC
Past
April 22, 2015 - May 19, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
DURHAM, NC
Past
April 21, 2015 - May 19, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
DURHAM, NC
Past
May 1, 2012 - December 22, 2014
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DURHAM, NC
Past
April 20, 2012 - December 22, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DURHAM, NC
Past
August 8, 2008 - April 11, 2012
EDWARD JONES
RIA
CRD#: 250
DURHAM, NC
Past
July 14, 2008 - April 11, 2012
EDWARD JONES
BD
CRD#: 250
DURHAM, NC
Past
June 15, 2002 - April 1, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 25, 2001 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/7/2025)
RR
Florida(3/7/2025)
RR
Illinois(6/12/2023)
RR
Indiana(1/26/2024)
RR
New Jersey(6/30/2026)
IAR
North Carolina(9/2/2020)
RR
North Carolina(9/3/2020)
RR
South Carolina(6/8/2023)
RR
Tennessee(4/14/2026)
RR
Virginia(9/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
