Eric F. Bronnenkant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Frank Bronnenkant, CFP®, who also goes by Eric Bronnenkant, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2001. Eric had worked at 8 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 24, Series 27, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2017 - September 9, 2024
BETTERMENT SECURITIES
March 13, 2017 - September 5, 2017
STRATEGIC ADVISERS LLC
February 7, 2017 - September 1, 2017
FIDELITY BROKERAGE SERVICES LLC
August 11, 2005 - January 31, 2017
ERNST & YOUNG INVESTMENT ADVISERS LLP
June 16, 2004 - September 17, 2004
BLUEFIN CAPITAL MANAGEMENT, LLC
February 13, 2004 - June 16, 2004
ERNST & YOUNG INVESTMENT ADVISERS LLP
July 16, 2002 - July 30, 2002
HENNION & WALSH, INC.
August 22, 2001 - July 12, 2002
GOLDEN HARRIS CAPITAL GROUP, INC.
July 27, 2001 - August 21, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BETTERMENT SECURITIES
CRD#: 47788 / SEC#: , 8-51906
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BETTERMENT HOLDINGS, INC. | PARENT COMPANY | |
| FELDMAN, RICHARD MARK | PRINCIPAL FINANCIAL OFFICER | 2273453 |
| KHENTOV, BORIS | PRESIDENT | 6216649 |
| KRAMER, ANDREW JOHNATHAN | PRINCIPAL OPERATIONS OFFICER | 6393302 |
| ROSENBLOOM, SETH JOSEPH | CHIEF LEGAL OFFICER | 6612490 |
| WOLDOW, BRIAN JEFFREY | CHIEF COMPLIANCE OFFICER | 2773616 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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