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JV

Jon D. Vanden Heuvel

WHITE PLAINS, NY 10601-1717
Some features on this profile are disabled
CRD#: 4429479
JV
Jon David Vanden Heuvel

Professional summary


Jon David Vanden Heuvel was a registered financial professional .

Jon is registered as a RR (Registered Representative) and started their career in finance in 2001. Jon had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 23, 2026 - Present

Office #1: 170 Hamilton Avenue, Suite 210, White Plains, NY 10601-1717
WHITE PLAINS, NY
Past

June 16, 2005 - May 20, 2024

THE BANK STREET GROUP L.L.C.

BD
CRD#: 116269
STAMFORD, CT
Past

August 20, 2001 - March 5, 2003

SOUNDVIEW TECHNOLOGY CORPORATION

BD
CRD#: 15425
OLD GREENWICH, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 11/7/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 6/15/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 11/16/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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