JW
Joseph R. Watson
WEALTH WATCH ADVISORS,
SAN RAMON, CA 94583
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CRD#: 4429373
JW
Professional summary
Joseph Randal Watson, CLU®, who also goes by Randy Watson, is a registered financial advisor currently at WEALTH WATCH ADVISORS, INC located in San Ramon, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Watson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE AGENT;INVESTMENT RELATED;2865 SOMBRERO CIRCLE SAN RAMON CA 94583;SELL LIFE INSURANCE, LONG TERM CARE, FIXED ANNUITIES,FIXED INDEXED ANNUITIES;PRESIDENT;01/01/2007 TO PRESENT;40 HOURS PER MONTH;40 HOURS DURING TRADING HOURS.
2)SHIELD FINANCIAL & INSURANCE SERVICES, INC.; INVESTMENT RELATED; INSURANCE, PROVIDES CLIENTS WITH ADVICE ON PRESERVING ASSETS WITH INSURANCE SOLUTIONS; PRESIDENT; 12/2006 TO PRESENT; 240 HOURS PER MONTH.
3)WEALTH SPRING FINANCIAL NETWORK; NON-INVESTMENT RELATED;RECRUITS AND MENTORS AGENTS; CO-OWNER/PRESIDENT; 01/2013 TO PRESENT; 20 HOURS PER MONTH.
4)INSTITUTE OF BUSINESS & FINANCE; NON-INVESTMENT RELATED; 4141 JUTLAND DR., STE 330, SAN DIEGO, CA 92117; SERVES ON THE BOARD OF ADVISORS; 04/2009; 0 HOURS PER MONTH.
5)MISSIONS COMMITTEE; NON-INVESTMENT RELATED; 4455 DEL VALLE PKWY, PLEASANTON, CA 94566; MEMBER; IN CHARGE OF SHORT-TERM MISSIONS; 06/2016; 3 HOURS PER MONTH.
6)RENTAL PROPERTY;NOT INVESTMENT RELATED;3620 CARRIGAN COMMON LIVERMORE CA 94550;OWN TOWNHOUSE THAT MY WIFE AND I RENT;OWNER;05/15/1993 TO PRESENT;2 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Randal Watson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 27, 2018 - Present
WEALTH WATCH ADVISORS, INC
Office #1: 12907 Alcosta Blvd. Suite A2, San Ramon, CA 94583RIA
CRD#: 172002
SAN RAMON, CA
Past
February 5, 2009 - July 14, 2010
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
ROSEVILLE, CA
Past
December 5, 2001 - February 22, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SAN RAMON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WEALTH WATCH ADVISORS, INC
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | STRONG FINANCIAL, INC | SOLOMON GROUP FINANCIAL SERVICES | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | ALTUS WEALTH STRATEGIES, INC
CRD#: 172002 / SEC#: 801-96180
RIA
Registered Investment Advisory firm - (5/6/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
WW
WEALTH WATCH ADVISORS, INC
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | STRONG FINANCIAL, INC | SOLOMON GROUP FINANCIAL SERVICES | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | ALTUS WEALTH STRATEGIES, INC
CRD#: 172002 / SEC#: 801-96180
RIA
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Contact information
Main Address
S Valley Hwy 8310, Englewood, CO 80112
Mailing Address
Phone number
(855) 822-3708
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,556 |
| AUM (Assets Under Management) | $ 473,650,570 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH WATCH ADVISORS, INC
CRD#: 172002San Ramon, CA 94583TRUST BUT VERIFY
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