Joseph B. Polakoff
Professional summary
Joseph Byron Polakoff is a registered financial advisor currently at KEEBECK WEALTH MANAGEMENT located in Chicago, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Byron Polakoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2018 - Present
KEEBECK WEALTH MANAGEMENT
Office #1: 150 N. Riverside Plaza Suite 1850, Chicago, IL 60606October 20, 2010 - July 12, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2010 - July 12, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 2003 - October 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 2001 - November 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
KEEBECK WEALTH MANAGEMENT
CRD#: 297496 / SEC#: 801-113573
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2018)
(5/1/2019)
Exams
Current Firm
KEEBECK WEALTH MANAGEMENT
CRD#: 297496 / SEC#: 801-113573
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 764 |
| AUM (Assets Under Management) | $ 1,620,443,949 |
Red Flags
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