Rockford Stites
Professional summary
Rockford Stites, who also goes by Rockford Von Stites, is a registered financial advisor currently at ROCKFORD GROUP INVESTMENT ADVISOR located in Carmel, Indiana.
Rockford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Rockford has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rockford Stites's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2022 - Present
ROCKFORD GROUP INVESTMENT ADVISOR
Office #1: 303 Congressional Blvd 2nd Floor, Carmel, IN 46032February 10, 2022 - September 12, 2022
INNOVATION PARTNERS LLC
July 25, 2018 - February 9, 2022
PFS INVESTMENTS INC.
February 6, 2014 - February 9, 2022
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/8/2022)
Exams
Current Firm
ROCKFORD GROUP INVESTMENT ADVISOR
CRD#: 317946 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 3,600,000 |
Red Flags
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