Norman Tauger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Tauger was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1968. Norman had worked at 9 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2000 - February 15, 2001
BROKERAGEAMERICA, INC
January 11, 1999 - November 14, 2000
PACIFIC CONTINENTAL SECURITIES CORPORATION
January 26, 1998 - August 24, 1998
HUDSON SECURITIES,INC.
March 11, 1986 - November 7, 1997
CROWN FINANCIAL GROUP, INC.
September 2, 1982 - July 29, 1985
JESUP & LAMONT SECURITIES CO., INC.
November 6, 1979 - August 5, 1982
ROSS, STEBBINS INC.
April 3, 1975 - November 5, 1979
NEUBERGER SECURITIES CORP.
May 23, 1974 - November 1, 1974
AMSWISS INTERNATIONAL CORP.
March 6, 1968 - March 4, 1974
HILL THOMPSON MAGID & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKERAGEAMERICA, INC
CRD#: 103942 / SEC#: , 8-52408
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANDREW GARRETT, INC. | OWNER | 36250 |
| CONSTANCE J UPCHURCH FAMILY TRUST | JESSE L. UPCHURCH/TRUSTEE | |
| CAMILLO, DON THOMAS | PRESIDENT | 1771055 |
| CHESLOW, ROBERT MARC | SENIOR VICE-PRESIDENT AND HEAD OF TRADING | 728651 |
| GUIDETTI, SAMUEL ANTHONY III | CHIEF COMPLIANCE OFFICERSENIOR VICE-PRESIDENT | 1834494 |
| MCHOUL, JOHN JR | FINOP | 2073969 |
| MITCHELL, JAMES ROBERT JR | VICE-PRESIDENT OF CUSTOMER SERVICE/OPERATIONS | 1374268 |
| SCHULDER, LAWRENCE MATTHEW | ASSISTANT COMPLIANCE OFFICER | 3010726 |
| SCHWARTZ, REVAN RICHARD | C.L.O. | 2748110 |
| SYCOFF, ANDREW GARRETT | C.E.O. | 2119089 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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