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MV

Michael R. Von Lunen

OAK PARK, IL 60304
Some features on this profile are disabled
CRD#: 4429282
MV

Professional summary

Michael Robert Von Lunen was a registered financial advisor .

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

Office #1: 820 S Elmwood Ave, Oak Park, IL 60304
OAK PARK, IL
Past

March 1, 2022 - March 30, 2026

PROSPECT TRADING LLC

RIA
CRD#: 281490
Chicago, IL
Past

September 12, 2001 - May 10, 2002

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/31/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/26/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/2001
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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