John S. Kiefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Steven Kiefer was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2015 - April 2, 2018
ALLY WEALTH MANAGEMENT
January 25, 2010 - March 31, 2010
APPLE TREE ASSET MANAGEMENT
June 27, 2008 - January 7, 2010
APPLE TREE ASSET MANAGEMENT
November 21, 2007 - March 4, 2010
APPLE TREE INVESTMENTS, INC.
October 6, 2006 - November 15, 2007
NEXT FINANCIAL GROUP, INC.
October 6, 2006 - November 15, 2007
NEXT FINANCIAL GROUP, INC.
May 12, 2005 - October 9, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 10, 2003 - October 9, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 18, 2001 - April 14, 2003
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
ALLY WEALTH MANAGEMENT
CRD#: 181521 / SEC#:
Contact information
Red Flags
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