James O. Sandlin
Professional summary
James Oliver Sandlin is a registered financial professional currently at FOCUS STRATEGIES MERCHANT BANKING, LLC located in Austin, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Oliver Sandlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2017 - Present
FOCUS STRATEGIES MERCHANT BANKING, LLC
Office #1: 7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731March 11, 2014 - May 31, 2016
SEQUENCE FINANCIAL SPECIALISTS LLC
September 3, 2008 - January 26, 2012
ABSHIER WEBB DONNELLY & BAKER, INC.
March 15, 2002 - August 7, 2008
BRIDGEMARK CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2020)
(3/16/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FOCUS STRATEGIES MERCHANT BANKING, LLC
CRD#: 172021 / SEC#: , 8-69495
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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