Christopher J. Doran

WEALTH WITH NO REGRETS®

Alpharetta, GA 30004

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CRD#: 4428685

Professional summary

Christopher James Doran, CFP® is a registered financial advisor currently at WEALTH WITH NO REGRETS® located in Alpharetta, Georgia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Doran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 29, 2026 - Present

WEALTH WITH NO REGRETS®

Office #1: 12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004

RIA

CRD#: 159201

Alpharetta, GA

Past

October 4, 2023 - September 16, 2025

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Atlanta, GA

Past

October 2, 2023 - September 16, 2025

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

December 16, 2021 - October 9, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

Atlanta, GA

Past

September 10, 2021 - October 9, 2023

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 13, 2018 - March 22, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

September 26, 2005 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ATLANTA, GA

Past

May 27, 2005 - March 22, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ATLANTA, GA

Past

October 24, 2001 - December 2, 2004

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH WITH NO REGRETS®

BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®

CRD#: 159201 / SEC#: 801-128215

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2001

General Securities Representative Examination

Current Firm

WEALTH WITH NO REGRETS®

BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®

CRD#: 159201 / SEC#: 801-128215

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2023 Terminated)

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Contact information

Main Address

12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004

Mailing Address

Phone number

(678) 278-9632

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH WITH NO REGRETS® BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	702
AUM (Assets Under Management)	$ 193,662,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher J. Doran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Doran's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

WEALTH WITH NO REGRETS®

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2005

Series 63

Date: 11/6/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2001

Current Firm

WEALTH WITH NO REGRETS®

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH WITH NO REGRETS®

TRUST BUT VERIFY

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