Jeffrey L. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lee Wilson, CFP®, who also goes by Jeffrey L Wilson, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
June 29, 2023 - May 7, 2024
CETERA INVESTMENT ADVISERS LLC
March 13, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
March 12, 2008 - May 7, 2024
CETERA WEALTH SERVICES, LLC
October 16, 2003 - March 11, 2008
ASSOCIATED SECURITIES CORP.
June 9, 2003 - March 11, 2008
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
June 2, 2003 - March 11, 2008
ASSOCIATED SECURITIES CORP.
November 7, 2001 - June 3, 2003
OSAIC FA, INC.
September 28, 2001 - June 3, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 28, 2001 - June 3, 2003
OSAIC FA, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
