Jillian C. Nelson
Professional summary
Jillian Caruthers Nelson, who also goes by Jillian Renee Caruthers, is a registered financial advisor currently at ASSET PLANNING SERVICES INC located in Covington, Louisiana.
Jillian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jillian has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jillian Caruthers Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2018 - Present
ASSET PLANNING SERVICES INC
Office #1: 509 W. 21st Avenue, Covington, LA 70433September 15, 2003 - November 15, 2016
JOHNSON RICE & COMPANY L.L.C.
January 8, 2003 - August 22, 2003
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
ASSET PLANNING SERVICES INC
CRD#: 104715 / SEC#: 801-29419
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/7/2018)
(5/15/2018)
Exams
Current Firm
ASSET PLANNING SERVICES INC
CRD#: 104715 / SEC#: 801-29419
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 563 |
| AUM (Assets Under Management) | $ 345,657,624 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | ||
| 09/15/2025 | ||
| 02/13/2025 | ||
| 01/12/2024 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
