MR
Michael J. Rivera
STRATEGIC ADVISERS LLC
WARREN, RI
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CRD#: 4428482
MR
Professional summary
Michael J. Rivera, who also goes by Michael J Rivera, Michael Joseph Rivera, Michael Rivera, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Warren, Rhode Island and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J Rivera | Michael Joseph Rivera | Michael Rivera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-109256|OrgNmn:Black Basil Table |Org Addr:Warren,Rhode Isla,US|OBA Nature:Personal Chef|Invst Rel:N|Title:Sole Proprietor|Duties:Private in home personal chef a few weekends a month|StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Michael J. Rivera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 900 Salem Street, Smithfield, RI 02917RIA
CRD#: 104555
WARREN, RI
Current
August 15, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
August 30, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SMITHFIELD, RI
Past
March 25, 2017 - January 10, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WARWICK, RI
Past
March 25, 2017 - January 10, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WARWICK, RI
Past
November 5, 2009 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WARWICK, RI
Past
October 27, 2009 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WARWICK, RI
Past
July 1, 2005 - October 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PROVIDENCE, RI
Past
June 24, 2005 - October 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PROVIDENCE, RI
Past
January 14, 2002 - June 27, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
MIDDLETOWN, RI
Past
January 10, 2002 - June 27, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2024)
RR
Alaska(9/4/2024)
RR
Arizona(9/13/2024)
RR
Arkansas(9/18/2024)
RR
California(9/4/2024)
RR
Colorado(9/5/2024)
RR
Connecticut(9/5/2024)
RR
Delaware(9/9/2024)
RR
District of Columbia(9/11/2024)
RR
Florida(9/5/2024)
RR
Georgia(9/5/2024)
RR
Hawaii(9/13/2024)
RR
Idaho(9/5/2024)
RR
Illinois(1/17/2025)
RR
Indiana(9/6/2024)
RR
Iowa(9/5/2024)
RR
Kansas(9/5/2024)
RR
Kentucky(9/10/2024)
RR
Louisiana(9/17/2024)
RR
Maine(9/5/2024)
RR
Maryland(9/6/2024)
RR
Massachusetts(9/19/2024)
RR
Michigan(9/6/2024)
RR
Minnesota(9/5/2024)
RR
Mississippi(9/5/2024)
RR
Missouri(10/18/2024)
RR
Montana(9/9/2024)
RR
Nebraska(9/5/2024)
RR
Nevada(9/5/2024)
RR
New Hampshire(9/5/2024)
RR
New Jersey(9/5/2024)
RR
New Mexico(9/5/2024)
RR
New York(9/5/2024)
RR
North Carolina(9/5/2024)
RR
North Dakota(9/9/2024)
RR
Ohio(9/5/2024)
RR
Oklahoma(9/5/2024)
RR
Oregon(9/7/2024)
RR
Pennsylvania(9/5/2024)
RR
Puerto Rico(9/19/2024)
RR
Rhode Island(8/19/2024)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(9/9/2024)
RR
South Dakota(9/5/2024)
RR
Tennessee(9/9/2024)
RR
Texas(9/5/2024)
IAR
Texas(3/31/2025)
RR
Utah(9/5/2024)
RR
Vermont(9/5/2024)
RR
Virgin Islands(9/10/2024)
RR
Virginia(9/5/2024)
RR
Washington(9/4/2024)
RR
West Virginia(9/12/2024)
RR
Wisconsin(9/5/2024)
RR
Wyoming(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
