Lee L. Mackessy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Louise Mackessy, who also goes by Lee Louise Allinger, Lee Louise Allinger, Lee L Mackessy, Lee Louise Mackessy, Louise Mackessy, Lee Louise Robinson, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 2001. Lee had worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2018 - June 6, 2022
ALLSTATE FINANCIAL SERVICES, LLC
March 1, 2018 - June 6, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
January 3, 2011 - October 17, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - October 17, 2017
WELLS FARGO CLEARING SERVICES, LLC
March 12, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
March 12, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 2, 2009 - March 19, 2010
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - March 19, 2010
CHASE INVESTMENT SERVICES CORP.
August 9, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
August 9, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
September 22, 2006 - August 1, 2007
ALLSTATE FINANCIAL SERVICES, LLC
September 28, 2005 - August 3, 2006
U.S. BANCORP INVESTMENTS, INC.
March 4, 2004 - May 12, 2005
VALIC FINANCIAL ADVISORS, INC.
February 2, 2004 - May 12, 2005
VALIC FINANCIAL ADVISORS, INC.
September 15, 2003 - October 17, 2003
VINING-SPARKS IBG, LLC
September 15, 2003 - October 17, 2003
ICBA SECURITIES
June 5, 2003 - August 11, 2003
CETERA INVESTMENT SERVICES LLC
October 16, 2001 - May 19, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
