Vicki L. Ventura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vicki Lynn Ventura, who also goes by VIcki L Chambers, was a registered financial professional .
Vicki is a previously registered financial professional and started their career in finance in 1973. Vicki had worked at 10 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 1993 - August 6, 1993
WILSON-DAVIS & CO., INC.
May 3, 1990 - June 7, 1991
HELIX SECURITIES, INC.
February 28, 1989 - April 25, 1990
BAGLEY SECURITIES, INC.
December 8, 1987 - February 8, 1989
AAA CAPITAL & SECURITIES CORP.
October 26, 1984 - November 18, 1987
R. A. JOHNSON AND COMPANY, INC.
February 5, 1981 - August 16, 1984
VENHU SECURITIES INC.
August 7, 1980 - January 26, 1981
CONTINENTAL AMERICAN SECURITIES, INC.
March 1, 1977 - September 6, 1980
EDWARD BROWN SECURITIES, INC.
June 18, 1974 - March 12, 1976
MOUNTAIN STATES SECURITIES, INC.
August 8, 1973 - October 6, 1976
E H COLTHARP & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/3/1973
Registered Representative ExaminationCurrent Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
Red Flags
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