Timothy E. Wood

FOSTER & WOOD

Lake Oswego, OR 97035

Some features on this profile are disabled

CRD#: 4428218

Professional summary

Timothy Edward Wood, AIF®, who also goes by Tim Wood, is a registered financial advisor currently at FOSTER & WOOD, INC. located in Lake Oswego, Oregon.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Timothy has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Serves on Board of Directors, Voluntary Non-Profit, Exceed Enterprises - less than 5% time spent monthly on this activity, no compensation, non-investment related, start date Q4 2020

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Edward Wood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 7, 2015 - Present

FOSTER & WOOD, INC.

Office #1: 5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035

RIA

CRD#: 165362

Lake Oswego, OR

Past

October 9, 2006 - November 20, 2008

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

PORTLAND, OR

Past

September 27, 2006 - November 20, 2008

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

PORTLAND, OR

Past

June 4, 2004 - October 6, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

June 4, 2004 - October 6, 2006

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

May 2, 2003 - June 15, 2004

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

PORTLAND, OR

Past

July 27, 2001 - June 15, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOSTER & WOOD, INC.

FOSTER & WOOD | FOSTER WEALTH, INC. | FOSTER WEALTH | FOSTER & WOOD, INC.

CRD#: 165362 / SEC#: 801-120625

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Oregon

Registered Investment Advisory firm - (4/2/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(5/7/2015)

IAR

Texas
(11/23/2021)

IAR

Washington
(11/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/25/2001

General Securities Representative Examination

Current Firm

FOSTER & WOOD, INC.

FOSTER & WOOD | FOSTER WEALTH, INC. | FOSTER WEALTH | FOSTER & WOOD, INC.

CRD#: 165362 / SEC#: 801-120625

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Oregon

Registered Investment Advisory firm - (4/2/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 785-9844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 188,979,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy E. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Edward Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

FOSTER & WOOD, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2001

Series 7

Date: 7/25/2001

Current Firm

FOSTER & WOOD, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOSTER & WOOD, INC.

TRUST BUT VERIFY

Similar Advisors