Gerald A. Tate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Anderson Tate, who also goes by Jerry Tate, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1972. Gerald had worked at 24 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 1990 - October 29, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
December 12, 1989 - May 11, 1990
WELLSHIRE SECURITIES, INC.
July 6, 1989 - August 18, 1989
B C FINANCIAL CORPORATION
November 8, 1988 - July 31, 1989
W. D. FARD SECURITIES, INC.
May 31, 1988 - October 25, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
February 9, 1988 - September 1, 1988
M.S. KERNS INVESTMENTS, INC.
October 23, 1987 - April 5, 1988
CITADEL CAPITAL GROUP, INC.
May 14, 1987 - February 2, 1988
FIRST FIDELITY CAPITAL CORP.
March 24, 1987 - April 25, 1987
MONVEST SECURITIES, INC.
June 25, 1986 - November 7, 1986
NORRIS & HIRSHBERG, INC.
April 10, 1985 - April 30, 1986
A. G. EDWARDS & SONS, INC.
March 20, 1985 - April 8, 1985
CRALIN & CO., INC.
November 1, 1984 - March 18, 1985
CIBC WORLD MARKETS CORP.
January 11, 1984 - November 21, 1984
UBS FINANCIAL SERVICES INC.
July 29, 1982 - January 4, 1984
LEHMAN BROTHERS INC.
November 18, 1981 - July 19, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
November 7, 1981 - March 25, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
July 16, 1979 - November 6, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 13, 1979 - July 11, 1979
MORGAN STANLEY DW INC.
September 8, 1978 - March 22, 1979
THOMSON MCKINNON SECURITIES INC.
November 1, 1977 - October 6, 1978
E. F. HUTTON & COMPANY INC
March 21, 1977 - November 14, 1977
REYNOLDS SECURITIES, INC.
April 4, 1975 - April 7, 1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
August 8, 1974 - March 24, 1975
MICK, STACK ASSOCIATES, INC
August 24, 1972 - February 10, 1975
MICK, STACK AND SMARTT INVESTMENT CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/17/1975
Registered Representative ExaminationCurrent Firm
WHITEHALL INVESTMENT SECURITIES, LTD.
CRD#: 21312 / SEC#: , 8-40392
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
