Kurt L. Box

ADVOCATES WEALTH PLANNING

Houston, TX 77024

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CRD#: 4428158

Professional summary

Kurt Louis Box, CFP® is a registered financial advisor currently at ADVOCATES WEALTH PLANNING located in Houston, Texas.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kurt has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Louis Box's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 2, 2006 - Present

ADVOCATES WEALTH PLANNING

Office #1: 920 Memorial City Way Suite 250, Houston, TX 77024

RIA

CRD#: 138612

Houston, TX

Past

July 28, 2003 - December 31, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

HOUSTON, TX

Past

May 7, 2003 - December 31, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

November 20, 2001 - April 2, 2003

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVOCATES WEALTH PLANNING

ADVOCATES WEALTH PLANNING | YOUR ADVOCATES, LTD., LLP | THE ADVOCATES | CYPRESS ADVISORY SERVICES LTD., LLP

CRD#: 138612 / SEC#: 801-65283

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/2/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/2001

General Securities Representative Examination

Current Firm

ADVOCATES WEALTH PLANNING

ADVOCATES WEALTH PLANNING | YOUR ADVOCATES, LTD., LLP | THE ADVOCATES | CYPRESS ADVISORY SERVICES LTD., LLP

CRD#: 138612 / SEC#: 801-65283

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

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Contact information

Main Address

920 Memorial City Way Suite 250, Houston, TX 77024

Mailing Address

Phone number

(713) 827-8014

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,109
AUM (Assets Under Management)	$ 374,520,801

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
10/25/2023	Cover Page	Report
07/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kurt L. Box

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Louis Box's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

SANDERS MORRIS LLC

Primary Firm SEC Registration

ADVOCATES WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2003

Series 63

Date: 8/2/2002

Series 7

Date: 11/19/2001

Current Firm

ADVOCATES WEALTH PLANNING

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ADVOCATES WEALTH PLANNING

TRUST BUT VERIFY

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